home *** CD-ROM | disk | FTP | other *** search
Text File | 1995-06-12 | 69.8 KB | 1,352 lines |
- NOTICE: This opinion is subject to formal revision before publication in the
- preliminary print of the United States Reports. Readers are requested to
- notify the Reporter of Decisions, Supreme Court of the United States, Wash-
- ington, D.C. 20543, of any typographical or other formal errors, in order that
- corrections may be made before the preliminary print goes to press.
- SUPREME COURT OF THE UNITED STATES
- --------
- No. 93-1841
- --------
- ADARAND CONSTRUCTORS, INC., PETITIONER v.
- FEDERICO PENA, SECRETARY OF
- TRANSPORTATION, et al.
- on writ of certiorari to the united states court
- of appeals for the tenth circuit
- [June 12, 1995]
-
- Justice O'Connor announced the judgment of the
- Court and delivered an opinion with respect to Parts I,
- II, III-A, III-B, III-D, and IV, which is for the Court
- except insofar as it might be inconsistent with the views
- expressed in Justice Scalia's concurrence, and an
- opinion with respect to Part III-C in which Justice
- Kennedy joins.
- Petitioner Adarand Constructors, Inc., claims that the
- Federal Government's practice of giving general contrac-
- tors on government projects a financial incentive to hire
- subcontractors controlled by -socially and economically
- disadvantaged individuals,- and in particular, the
- Government's use of race-based presumptions in identify-
- ing such individuals, violates the equal protection
- component of the Fifth Amendment's Due Process
- Clause. The Court of Appeals rejected Adarand's claim.
- We conclude, however, that courts should analyze cases
- of this kind under a different standard of review than
- the one the Court of Appeals applied. We therefore
- vacate the Court of Appeals' judgment and remand the
- case for further proceedings.
-
- I
- In 1989, the Central Federal Lands Highway Division
- (CFLHD), which is part of the United States Department
- of Transportation (DOT), awarded the prime contract for
- a highway construction project in Colorado to Mountain
- Gravel & Construction Company. Mountain Gravel then
- solicited bids from subcontractors for the guardrail
- portion of the contract. Adarand, a Colorado-based
- highway construction company specializing in guardrail
- work, submitted the low bid. Gonzales Construction
- Company also submitted a bid.
- The prime contract's terms provide that Mountain
- Gravel would receive additional compensation if it hired
- subcontractors certified as small businesses controlled by
- -socially and economically disadvantaged individuals,-
- App. 24. Gonzales is certified as such a business;
- Adarand is not. Mountain Gravel awarded the subcon-
- tract to Gonzales, despite Adarand's low bid, and
- Mountain Gravel's Chief Estimator has submitted an
- affidavit stating that Mountain Gravel would have
- accepted Adarand's bid, had it not been for the additional
- payment it received by hiring Gonzales instead. Id.,
- at 28-31. Federal law requires that a subcontracting
- clause similar to the one used here must appear in most
- federal agency contracts, and it also requires the clause
- to state that -[t]he contractor shall presume that socially
- and economically disadvantaged individuals include
- Black Americans, Hispanic Americans, Native Americans,
- Asian Pacific Americans, and other minorities, or any
- other individual found to be disadvantaged by the [Small
- Business] Administration pursuant to section 8(a) of the
- Small Business Act.- 15 U. S. C. 637(d)(2), (3).
- Adarand claims that the presumption set forth in that
- statute discriminates on the basis of race in violation of
- the Federal Government's Fifth Amendment obligation
- not to deny anyone equal protection of the laws.
- These fairly straightforward facts implicate a complex
- scheme of federal statutes and regulations, to which we
- now turn. The Small Business Act, 72 Stat. 384, as
- amended, 15 U. S. C. 631 et seq. (Act), declares it to be
- -the policy of the United States that small business
- concerns, [and] small business concerns owned and
- controlled by socially and economically disadvantaged
- individuals, . . . shall have the maximum practicable
- opportunity to participate in the performance of con-
- tracts let by any Federal agency.- 8(d)(1), 15 U. S. C.
- 637(d)(1). The Act defines -socially disadvantaged
- individuals- as -those who have been subjected to racial
- or ethnic prejudice or cultural bias because of their
- identity as a member of a group without regard to their
- individual qualities,- 8(a)(5), 15 U. S. C. 637(a)(5), and
- it defines -economically disadvantaged individuals- as
- -those socially disadvantaged individuals whose ability
- to compete in the free enterprise system has been
- impaired due to diminished capital and credit opportuni-
- ties as compared to others in the same business area
- who are not socially disadvantaged.- 8(a)(6)(A), 15
- U. S. C. 637(a)(6)(A).
- In furtherance of the policy stated in 8(d)(1), the Act
- establishes -[t]he Government-wide goal for participation
- by small business concerns owned and controlled by
- socially and economically disadvantaged individuals- at
- -not less than 5 percent of the total value of all prime
- contract and subcontract awards for each fiscal year.-
- 15 U. S. C. 644(g)(1). It also requires the head of each
- Federal agency to set agency-specific goals for participa-
- tion by businesses controlled by socially and economi-
- cally disadvantaged individuals. Ibid.
- The Small Business Administration (SBA) has imple-
- mented these statutory directives in a variety of ways,
- two of which are relevant here. One is the -8(a)
- program,- which is available to small businesses con-
- trolled by socially and economically disadvantaged
- individuals as the SBA has defined those terms. The
- 8(a) program confers a wide range of benefits on
- participating businesses, see, e. g., 13 CFR
- 124.303-124.311, 124.403 (1994); 48 CFR subpt. 19.8
- (1994), one of which is automatic eligibility for subcon-
- tractor compensation provisions of the kind at issue in
- this case, 15 U. S. C. 637(d)(3)(C) (conferring presump-
- tive eligibility on anyone -found to be disadvantaged . . .
- pursuant to section 8(a) of the Small Business Act-). To
- participate in the 8(a) program, a business must be
- -small,- as defined in 13 CFR 124.102 (1994); and it
- must be 51% owned by individuals who qualify as
- -socially and economically disadvantaged,- 124.103.
- The SBA presumes that Black, Hispanic, Asian Pacific,
- Subcontinent Asian, and Native Americans, as well as
- -members of other groups designated from time to time
- by SBA,- are -socially disadvantaged,- 124.105(b)(1). It
- also allows any individual not a member of a listed
- group to prove social disadvantage -on the basis of clear
- and convincing evidence,- as described in 124.105(c).
- Social disadvantage is not enough to establish eligibility,
- however; SBA also requires each 8(a) program partici-
- pant to prove -economic disadvantage- according to the
- criteria set forth in 124.106(a).
- The other SBA program relevant to this case is the
- -8(d) subcontracting program,- which unlike the 8(a)
- program is limited to eligibility for subcontracting
- provisions like the one at issue here. In determining
- eligibility, the SBA presumes social disadvantage based
- on membership in certain minority groups, just as in the
- 8(a) program, and again appears to require an individu-
- alized, although -less restrictive,- showing of economic
- disadvantage, 124.106(b). A different set of regulations,
- however, says that members of minority groups wishing
- to participate in the 8(d) subcontracting program are
- entitled to a race-based presumption of social and
- economic disadvantage. 48 CFR 19.001, 19.703(a)(2)
- (1994). We are left with some uncertainty as to whether
- participation in the 8(d) subcontracting program re-
- quires an individualized showing of economic disad-
- vantage. In any event, in both the 8(a) and the 8(d)
- programs, the presumptions of disadvantage are rebutta-
- ble if a third party comes forward with evidence suggest-
- ing that the participant is not, in fact, either economi-
- cally or socially disadvantaged. 13 CFR 124.111(c)-(d),
- 124.601-124.609 (1994).
- The contract giving rise to the dispute in this case
- came about as a result of the Surface Transportation
- and Uniform Relocation Assistance Act of 1987, Pub. L.
- 100-17, 101 Stat. 132 (STURAA), a DOT appropriations
- measure. Section 106(c)(1) of STURAA provides that
- -not less than 10 percent- of the appropriated funds
- -shall be expended with small business concerns owned
- and controlled by socially and economically disadvan-
- taged individuals.- 101 Stat. 145. STURAA adopts the
- Small Business Act's definition of -socially and economi-
- cally disadvantaged individual,- including the applicable
- race-based presumptions, and adds that -women shall be
- presumed to be socially and economically disadvantaged
- individuals for purposes of this subsection.-
- 106(c)(2)(B), 101 Stat. 146. STURAA also requires the
- Secretary of Transportation to establish -minimum
- uniform criteria for State governments to use in certify-
- ing whether a concern qualifies for purposes of this
- subsection.- 106(c)(4), 101 Stat. 146. The Secretary
- has done so in 49 CFR pt. 23, subpt. D (1994). Those
- regulations say that the certifying authority should
- presume both social and economic disadvantage (i. e.,
- eligibility to participate) if the applicant belongs to
- certain racial groups, or is a woman. 49 CFR 23.62
- (1994); 49 CFR pt. 23, subpt. D, App. C (1994). As with
- the SBA programs, third parties may come forward with
- evidence in an effort to rebut the presumption of
- disadvantage for a particular business. 49 CFR 23.69
- (1994).
- The operative clause in the contract in this case reads
- as follows:
- -Subcontracting. This subsection is supplemented to
- include a Disadvantaged Business Enterprise (DBE)
- Development and Subcontracting Provision as
- follows:
- -Monetary compensation is offered for awarding
- subcontracts to small business concerns owned and
- controlled by socially and economically disadvan-
- taged individuals. . . .
- -A small business concern will be considered a
- DBE after it has been certified as such by the U. S.
- Small Business Administration or any State High-
- way Agency. Certification by other Government
- agencies, counties, or cities may be acceptable on an
- individual basis provided the Contracting Officer has
- determined the certifying agency has an acceptable
- and viable DBE certification program. If the
- Contractor requests payment under this provision,
- the Contractor shall furnish the engineer with
- acceptable evidence of the subcontractor(s) DBE
- certification and shall furnish one certified copy of
- the executed subcontract(s).
- . . . . .
- -The Contractor will be paid an amount computed
- as follows:
- -1. If a subcontract is awarded to one DBE, 10
- percent of the final amount of the approved DBE
- subcontract, not to exceed 1.5 percent of the original
- contract amount.
- -2. If subcontracts are awarded to two or more
- DBEs, 10 percent of the final amount of the ap-
- proved DBE subcontracts, not to exceed 2 percent of
- the original contract amount.- App. 24-26.
- To benefit from this clause, Mountain Gravel had to hire
- a subcontractor who had been certified as a small
- disadvantaged business by the SBA, a state highway
- agency, or some other certifying authority acceptable to
- the Contracting Officer. Any of the three routes to such
- certification described above-SBA's 8(a) or 8(d) program,
- or certification by a State under the DOT regula-
- tions-would meet that requirement. The record does
- not reveal how Gonzales obtained its certification as a
- small disadvantaged business.
- After losing the guardrail subcontract to Gonzales,
- Adarand filed suit against various federal officials in the
- United States District Court for the District of Colorado,
- claiming that the race-based presumptions involved in
- the use of subcontracting compensation clauses violate
- Adarand's right to equal protection. The District Court
- granted the Government's motion for summary judgment.
- Adarand Constructors, Inc. v. Skinner, 790 F. Supp. 240
- (1992). The Court of Appeals for the Tenth Circuit
- affirmed. 16 F. 3d 1537 (1994). It understood our
- decision in Fullilove v. Klutznick, 448 U. S. 448 (1980),
- to have adopted -a lenient standard, resembling interme-
- diate scrutiny, in assessing- the constitutionality of
- federal race-based action. 16 F. 3d, at 1544. Applying
- that -lenient standard,- as further developed in Metro
- Broadcasting, Inc. v. FCC, 497 U. S. 547 (1990), the
- Court of Appeals upheld the use of subcontractor
- compensation clauses. 16 F. 3d, at 1547. We granted
- certiorari. 512 U. S. ___ (1994).
-
- II
- Adarand, in addition to its general prayer for -such
- other and further relief as to the Court seems just and
- equitable,- specifically seeks declaratory and injunctive
- relief against any future use of subcontractor compensa-
- tion clauses. App. 22-23 (complaint). Before reaching
- the merits of Adarand's challenge, we must consider
- whether Adarand has standing to seek forward-looking
- relief. Adarand's allegation that it has lost a contract
- in the past because of a subcontractor compensation
- clause of course entitles it to seek damages for the loss
- of that contract (we express no view, however, as to
- whether sovereign immunity would bar such relief on
- these facts). But as we explained in Los Angeles v.
- Lyons, 461 U. S. 95 (1983), the fact of past injury,
- -while presumably affording [the plaintiff] standing to
- claim damages . . . , does nothing to establish a real
- and immediate threat that he would again- suffer
- similar injury in the future. Id., at 105.
- If Adarand is to maintain its claim for forward-looking
- relief, our cases require it to allege that the use of
- subcontractor compensation clauses in the future
- constitutes -an invasion of a legally protected interest
- which is (a) concrete and particularized, and (b) actual
- or imminent, not conjectural or hypothetical.- Lujan v.
- Defenders of Wildlife, 504 U. S. 555, 560 (1992) (foot-
- note, citations, and internal quotation marks omitted).
- Adarand's claim that the Government's use of subcon-
- tractor compensation clauses denies it equal protection
- of the laws of course alleges an invasion of a legally
- protected interest, and it does so in a manner that is
- -particularized- as to Adarand. We note that, contrary
- to the respondents' suggestion, see Brief for Respondents
- 29-30, Adarand need not demonstrate that it has been,
- or will be, the low bidder on a government contract.
- The injury in cases of this kind is that a -discriminatory
- classification prevent[s] the plaintiff from competing on
- an equal footing.- General Contractors v. Jacksonville,
- 508 U. S. ___, ___ (1993) (slip op., at 11). The ag-
- grieved party -need not allege that he would have
- obtained the benefit but for the barrier in order to
- establish standing.- Id., at ___ (slip op., at 9).
- It is less clear, however, that the future use of subcon-
- tractor compensation clauses will cause Adarand -immi-
- nent- injury. We said in Lujan that -[a]lthough `immi-
- nence' is concededly a somewhat elastic concept, it
- cannot be stretched beyond its purpose, which is to
- insure that the alleged injury is not too speculative for
- Article III purposes-that the injury is `certainly impend-
- ing.'- Lujan, supra, at 565, n. 2. We therefore must
- ask whether Adarand has made an adequate showing
- that sometime in the relatively near future it will bid on
- another government contract that offers financial
- incentives to a prime contractor for hiring disadvantaged
- subcontractors.
- We conclude that Adarand has satisfied this require-
- ment. Adarand's general manager said in a deposition
- that his company bids on every guardrail project in
- Colorado. See Reply Brief for Petitioner 5-A. According
- to documents produced in discovery, the CFLHD let
- fourteen prime contracts in Colorado that included
- guardrail work between 1983 and 1990. Plaintiff's
- Motion for Summary Judgment in No. 90-C-1413, Exh.
- I, Attachment A (D. Colo.). Two of those contracts do
- not present the kind of injury Adarand alleges here. In
- one, the prime contractor did not subcontract out the
- guardrail work; in another, the prime contractor was
- itself a disadvantaged business, and in such cases the
- contract generally does not include a subcontractor
- compensation clause. Ibid.; see also id., Supplemental
- Exhibits, Deposition of Craig Actis 14 (testimony of
- CFLHD employee that 8(a) contracts do not include
- subcontractor compensation clauses). Thus, statistics
- from the years 1983 through 1990 indicate that the
- CFLHD lets on average one and one half contracts per
- year that could injure Adarand in the manner it alleges
- here. Nothing in the record suggests that the CFLHD
- has altered the frequency with which it lets contracts
- that include guardrail work. And the record indicates
- that Adarand often must compete for contracts against
- companies certified as small disadvantaged businesses.
- See id., Exh. F, Attachments 1-3. Because the evidence
- in this case indicates that the CFLHD is likely to let
- contracts involving guardrail work that contain a
- subcontractor compensation clause at least once per year
- in Colorado, that Adarand is very likely to bid on each
- such contract, and that Adarand often must compete for
- such contracts against small disadvantaged businesses,
- we are satisfied that Adarand has standing to bring this
- lawsuit.
-
- III
- The Government urges that -[t]he Subcontracting
- Compensation Clause program is . . . a program based
- on disadvantage, not on race,- and thus that it is subject
- only to -the most relaxed judicial scrutiny.- Brief for
- Respondents 26. To the extent that the statutes and
- regulations involved in this case are race neutral, we
- agree. The Government concedes, however, that -the
- race-based rebuttable presumption used in some certifi-
- cation determinations under the Subcontracting Compen-
- sation Clause- is subject to some heightened level of
- scrutiny. Id., at 27. The parties disagree as to what
- that level should be. (We note, incidentally, that this
- case concerns only classifications based explicitly on
- race, and presents none of the additional difficulties
- posed by laws that, although facially race neutral, result
- in racially disproportionate impact and are motivated by
- a racially discriminatory purpose. See generally Arling-
- ton Heights v. Metropolitan Housing Development Corp.,
- 429 U. S. 252 (1977); Washington v. Davis, 426 U. S.
- 229 (1976).)
- Adarand's claim arises under the Fifth Amendment to
- the Constitution, which provides that -No person shall
- . . . be deprived of life, liberty, or property, without due
- process of law.- Although this Court has always
- understood that Clause to provide some measure of
- protection against arbitrary treatment by the Federal
- Government, it is not as explicit a guarantee of equal
- treatment as the Fourteenth Amendment, which provides
- that -No State shall . . . deny to any person within its
- jurisdiction the equal protection of the laws- (emphasis
- added). Our cases have accorded varying degrees of
- significance to the difference in the language of those
- two Clauses. We think it necessary to revisit the issue
- here.
-
- A
- Through the 1940s, this Court had routinely taken the
- view in non-race-related cases that, -[u]nlike the Four-
- teenth Amendment, the Fifth contains no equal protec-
- tion clause and it provides no guaranty against discrimi-
- natory legislation by Congress.- Detroit Bank v. United
- States, 317 U. S. 329, 337 (1943); see also, e. g.,
- Helvering v. Lerner Stores Corp., 314 U. S. 463, 468
- (1941); LaBelle Iron Works v. United States, 256 U. S.
- 377, 392 (1921) (-Reference is made to cases decided
- under the equal protection clause of the Fourteenth
- Amendment . . . ; but clearly they are not in point. The
- Fifth Amendment has no equal protection clause-).
- When the Court first faced a Fifth Amendment equal
- protection challenge to a federal racial classification, it
- adopted a similar approach, with most unfortunate
- results. In Hirabayashi v. United States, 320 U. S. 81
- (1943), the Court considered a curfew applicable only to
- persons of Japanese ancestry. The Court ob-
- served-correctly-that -[d]istinctions between citizens
- solely because of their ancestry are by their very nature
- odious to a free people whose institutions are founded
- upon the doctrine of equality,- and that -racial discrimi-
- nations are in most circumstances irrelevant and
- therefore prohibited.- Id., at 100. But it also cited
- Detroit Bank for the proposition that the Fifth Amend-
- ment -restrains only such discriminatory legislation by
- Congress as amounts to a denial of due process,- ibid.,
- and upheld the curfew because -circumstances within
- the knowledge of those charged with the responsibility
- for maintaining the national defense afforded a rational
- basis for the decision which they made.- Id., at 102.
- Eighteen months later, the Court again approved
- wartime measures directed at persons of Japanese
- ancestry. Korematsu v. United States, 323 U. S. 214
- (1944), concerned an order that completely excluded such
- persons from particular areas. The Court did not
- address the view, expressed in cases like Hirabayashi
- and Detroit Bank, that the Federal Government's
- obligation to provide equal protection differs significantly
- from that of the States. Instead, it began by noting
- that -all legal restrictions which curtail the civil rights
- of a single racial group are immediately suspect . . .
- [and] courts must subject them to the most rigid
- scrutiny.- 323 U. S., at 216. That promising dictum
- might be read to undermine the view that the Federal
- Government is under a lesser obligation to avoid
- injurious racial classifications than are the States. Cf.
- id., at 234-235 (Murphy, J., dissenting) (-[T]he order
- deprives all those within its scope of the equal protec-
- tion of the laws as guaranteed by the Fifth Amend-
- ment-). But in spite of the -most rigid scrutiny-
- standard it had just set forth, the Court then inexplica-
- bly relied on -the principles we announced in the
- Hirabayashi case,- id., at 217, to conclude that, although
- -exclusion from the area in which one's home is located
- is a far greater deprivation than constant confinement
- to the home from 8 p. m. to 6 a. m.,- id., at 218, the
- racially discriminatory order was nonetheless within the
- Federal Government's power.
- In Bolling v. Sharpe, 347 U. S. 497 (1954), the Court
- for the first time explicitly questioned the existence of
- any difference between the obligations of the Federal
- Government and the States to avoid racial classifica-
- tions. Bolling did note that -[t]he `equal protection of
- the laws' is a more explicit safeguard of prohibited
- unfairness than `due process of law,'- id., at 499. But
- Bolling then concluded that, -[i]n view of [the] decision
- that the Constitution prohibits the states from maintain-
- ing racially segregated public schools, it would be
- unthinkable that the same Constitution would impose a
- lesser duty on the Federal Government.- Id., at 500.
- Bolling's facts concerned school desegregation, but its
- reasoning was not so limited. The Court's observations
- that -[d]istinctions between citizens solely because of
- their ancestry are by their very nature odious,- Hira-
- bayashi, 320 U. S., at 100, and that -all legal restric-
- tions which curtail the civil rights of a single racial
- group are immediately suspect,- Korematsu, 323 U. S.,
- at 216, carry no less force in the context of federal
- action than in the context of action by the
- States-indeed, they first appeared in cases concerning
- action by the Federal Government. Bolling relied on
- those observations, 347 U. S., at 499, n. 3, and reiter-
- ated -`that the Constitution of the United States, in its
- present form, forbids, so far as civil and political rights
- are concerned, discrimination by the General Govern-
- ment, or by the States, against any citizen because of his
- race,'- id., at 499 (quoting Gibson v. Mississippi, 162
- U. S. 565, 591 (1896)) (emphasis added). The Court's
- application of that general principle to the case before it,
- and the resulting imposition on the Federal Government
- of an obligation equivalent to that of the States, followed
- as a matter of course.
- Later cases in contexts other than school desegregation
- did not distinguish between the duties of the States and
- the Federal Government to avoid racial classifications.
- Consider, for example, the following passage from
- McLaughlin v. Florida, 379 U. S. 184, a 1964 case that
- struck down a race-based state law:
- -[W]e deal here with a classification based upon the
- race of the participants, which must be viewed in
- light of the historical fact that the central purpose
- of the Fourteenth Amendment was to eliminate
- racial discrimination emanating from official sources
- in the States. This strong policy renders racial
- classifications `constitutionally suspect,' Bolling v.
- Sharpe, 347 U. S. 497, 499; and subject to the `most
- rigid scrutiny,' Korematsu v. United States, 323
- U. S. 214, 216; and `in most circumstances irrele-
- vant' to any constitutionally acceptable legislative
- purpose, Hirabayashi v. United States, 320 U. S. 81,
- 100.- Id., at 191-192.
- McLaughlin's reliance on cases involving federal action
- for the standards applicable to a case involving state
- legislation suggests that the Court understood the
- standards for federal and state racial classifications to
- be the same.
- Cases decided after McLaughlin continued to treat the
- equal protection obligations imposed by the Fifth and
- the Fourteenth Amendments as indistinguishable; one
- commentator observed that -[i]n case after case, fifth
- amendment equal protection problems are discussed on
- the assumption that fourteenth amendment precedents
- are controlling.- Karst, The Fifth Amendment's Guaran-
- tee of Equal Protection, 55 N. C. L. Rev. 541, 554
- (1977). Loving v. Virginia, which struck down a race-
- based state law, cited Korematsu for the proposition that
- -the Equal Protection Clause demands that racial
- classifications . . . be subjected to the `most rigid
- scrutiny.'- 388 U. S. 1, 11 (1967). The various opinions
- in Frontiero v. Richardson, 411 U. S. 677 (1973), which
- concerned sex discrimination by the Federal Government,
- took their equal protection standard of review from Reed
- v. Reed, 404 U. S. 71 (1971), a case that invalidated sex
- discrimination by a State, without mentioning any
- possibility of a difference between the standards applica-
- ble to state and federal action. Frontiero, 411 U. S., at
- 682-684 (plurality opinion of Brennan, J.); id., at 691
- (Stewart, J., concurring in judgment); id., at 692 (Powell,
- J., concurring in judgment). Thus, in 1975, the Court
- stated explicitly that -[t]his Court's approach to Fifth
- Amendment equal protection claims has always been
- precisely the same as to equal protection claims under
- the Fourteenth Amendment.- Weinberger v. Wiesenfeld,
- 420 U. S. 636, 638, n. 2 (1975); see also Buckley v.
- Valeo, 424 U. S. 1, 93 (1976) (-Equal protection analysis
- in the Fifth Amendment area is the same as that under
- the Fourteenth Amendment-); United States v. Paradise,
- 480 U. S. 149, 166, n. 16 (1987) (plurality opinion of
- Brennan, J.) (-[T]he reach of the equal protection
- guarantee of the Fifth Amendment is coextensive with
- that of the Fourteenth-). We do not understand a few
- contrary suggestions appearing in cases in which we
- found special deference to the political branches of the
- Federal Government to be appropriate, e. g., Hampton v.
- Mow Sun Wong, 426 U. S. 88, 100, 101-102, n. 21
- (1976) (federal power over immigration), to detract from
- this general rule.
-
- B
- Most of the cases discussed above involved classifica-
- tions burdening groups that have suffered discrimination
- in our society. In 1978, the Court confronted the
- question whether race-based governmental action
- designed to benefit such groups should also be subject to
- -the most rigid scrutiny.- Regents of Univ. of California
- v. Bakke, 438 U. S. 265, involved an equal protection
- challenge to a state-run medical school's practice of
- reserving a number of spaces in its entering class for
- minority students. The petitioners argued that -strict
- scrutiny- should apply only to -classifications that
- disadvantage `discrete and insular minorities.'- Id., at
- 287-288 (opinion of Powell, J.) (citing United States v.
- Carolene Products Co., 304 U. S. 144, 152, n. 4 (1938)).
- Bakke did not produce an opinion for the Court, but
- Justice Powell's opinion announcing the Court's judg-
- ment rejected the argument. In a passage joined by
- Justice White, Justice Powell wrote that -[t]he guarantee
- of equal protection cannot mean one thing when applied
- to one individual and something else when applied to a
- person of another color.- 438 U. S., at 289-290. He
- concluded that -[r]acial and ethnic distinctions of any
- sort are inherently suspect and thus call for the most
- exacting judicial examination.- Id., at 291. On the
- other hand, four Justices in Bakke would have applied
- a less stringent standard of review to racial classifica-
- tions -designed to further remedial purposes,- see id., at
- 359 (Brennan, White, Marshall, and Blackmun, JJ.,
- concurring in judgment in part and dissenting in part).
- And four Justices thought the case should be decided on
- statutory grounds. Id., at 411-412, 421 (Stevens, J.,
- joined by Burger, C. J., Stewart, and Rehnquist, JJ.,
- concurring in judgment in part and dissenting in part).
- Two years after Bakke, the Court faced another
- challenge to remedial race-based action, this time
- involving action undertaken by the Federal Government.
- In Fullilove v. Klutznick, 448 U. S. 448 (1980), the Court
- upheld Congress' inclusion of a 10% set-aside for
- minority-owned businesses in the Public Works Employ-
- ment Act of 1977. As in Bakke, there was no opinion
- for the Court. Chief Justice Burger, in an opinion
- joined by Justices White and Powell, observed that
- -[a]ny preference based on racial or ethnic criteria must
- necessarily receive a most searching examination to
- make sure that it does not conflict with constitutional
- guarantees.- 448 U. S., at 491. That opinion, however,
- -d[id] not adopt, either expressly or implicitly, the
- formulas of analysis articulated in such cases as
- [Bakke].- Id., at 492. It employed instead a two-part
- test which asked, first, -whether the objectives of th[e]
- legislation are within the power of Congress,- and
- second, -whether the limited use of racial and ethnic
- criteria, in the context presented, is a constitutionally
- permissible means for achieving the congressional
- objectives.- Id., at 473. It then upheld the program
- under that test, adding at the end of the opinion that
- the program also -would survive judicial review under
- either `test' articulated in the several Bakke opinions.-
- Id., at 492. Justice Powell wrote separately to express
- his view that the plurality opinion had essentially
- applied -strict scrutiny- as described in his Bakke
- opinion-i. e., it had determined that the set-aside was
- -a necessary means of advancing a compelling govern-
- mental interest--and had done so correctly. 448 U. S.,
- at 496 (concurring opinion). Justice Stewart (joined by
- then-Justice Rehnquist) dissented, arguing that the
- Constitution required the Federal Government to meet
- the same strict standard as the States when enacting
- racial classifications, id., at 523, and n. 1, and that the
- program before the Court failed that standard. Justice
- Stevens also dissented, arguing that -[r]acial classifica-
- tions are simply too pernicious to permit any but the
- most exact connection between justification and classifi-
- cation,- id., at 537, and that the program before the
- Court could not be characterized -as a `narrowly tailored'
- remedial measure.- Id., at 541. Justice Marshall
- (joined by Justices Brennan and Blackmun) concurred in
- the judgment, reiterating the view of four Justices in
- Bakke that any race-based governmental action designed
- to -remed[y] the present effects of past racial discrimina-
- tion- should be upheld if it was -substantially related-
- to the achievement of an -important governmental
- objective--i. e., such action should be subjected only to
- what we now call -intermediate scrutiny.- 448 U. S., at
- 518-519.
- In Wygant v. Jackson Board of Ed., 476 U. S. 267
- (1986), the Court considered a Fourteenth Amendment
- challenge to another form of remedial racial classifica-
- tion. The issue in Wygant was whether a school board
- could adopt race-based preferences in determining which
- teachers to lay off. Justice Powell's plurality opinion
- observed that -the level of scrutiny does not change
- merely because the challenged classification operates
- against a group that historically has not been subject to
- governmental discrimination,- id., at 273, and stated the
- two-part inquiry as -whether the layoff provision is
- supported by a compelling state purpose and whether
- the means chosen to accomplish that purpose are
- narrowly tailored.- Id., at 274. In other words, -racial
- classifications of any sort must be subjected to `strict
- scrutiny.'- Id., at 285 (O'Connor, J., concurring in part
- and concurring in judgment). The plurality then
- concluded that the school board's interest in -providing
- minority role models for its minority students, as an
- attempt to alleviate the effects of societal discrimina-
- tion,- id., at 274, was not a compelling interest that
- could justify the use of a racial classification. It added
- that -[s]ocietal discrimination, without more, is too
- amorphous a basis for imposing a racially classified
- remedy,- id., at 276, and insisted instead that -a public
- employer . . . must ensure that, before it embarks on an
- affirmative-action program, it has convincing evidence
- that remedial action is warranted. That is, it must have
- sufficient evidence to justify the conclusion that there
- has been prior discrimination,- id., at 277. Justice
- White concurred only in the judgment, although he
- agreed that the school board's asserted interests could
- not, -singly or together, justify this racially discrimina-
- tory layoff policy.- Id., at 295. Four Justices dissented,
- three of whom again argued for intermediate scrutiny of
- remedial race-based government action. Id., at 301-302
- (Marshall, J., joined by Brennan and Blackmun, JJ.,
- dissenting).
- The Court's failure to produce a majority opinion in
- Bakke, Fullilove, and Wygant left unresolved the proper
- analysis for remedial race-based governmental action.
- See United States v. Paradise, 480 U. S., at 166 (plural-
- ity opinion of Brennan, J.) (-[A]lthough this Court has
- consistently held that some elevated level of scrutiny is
- required when a racial or ethnic distinction is made for
- remedial purposes, it has yet to reach consensus on the
- appropriate constitutional analysis-); Sheet Metal
- Workers v. EEOC, 478 U. S. 421, 480 (1986) (plurality
- opinion of Brennan, J.). Lower courts found this lack of
- guidance unsettling. See, e. g., Kromnick v. School Dist.
- of Philadelphia, 739 F. 2d 894, 901 (CA3 1984) (-The
- absence of an Opinion of the Court in either Bakke or
- Fullilove and the concomitant failure of the Court to
- articulate an analytic framework supporting the judg-
- ments makes the position of the lower federal courts
- considering the constitutionality of affirmative action
- programs somewhat vulnerable-), cert. denied, 469 U. S.
- 1107 (1985); Williams v. New Orleans, 729 F. 2d 1554,
- 1567 (CA5 1984) (en banc) (Higginbotham, J., concurring
- specially); South Florida Chapter of Associated General
- Contractors of America, Inc. v. Metropolitan Dade
- County, Fla., 723 F. 2d 846, 851 (CA11), cert. denied,
- 469 U. S. 871 (1984).
- The Court resolved the issue, at least in part, in 1989.
- Richmond v. J. A. Croson Co., 488 U. S. 469 (1989),
- concerned a city's determination that 30% of its contract-
- ing work should go to minority-owned businesses. A
- majority of the Court in Croson held that -the standard
- of review under the Equal Protection Clause is not
- dependent on the race of those burdened or benefited by
- a particular classification,- and that the single standard
- of review for racial classifications should be -strict
- scrutiny.- Id., at 493-494 (opinion of O'Connor, J.,
- joined by Rehnquist, C. J., White, and Kennedy, JJ.);
- id., at 520 (Scalia, J., concurring in judgment) (-I agree
- . . . with Justice O'Connor's conclusion that strict
- scrutiny must be applied to all governmental classifica-
- tion by race-). As to the classification before the Court,
- the plurality agreed that -a state or local subdivision
- . . . has the authority to eradicate the effects of private
- discrimination within its own legislative jurisdiction,- id.,
- at 491-492, but the Court thought that the city had not
- acted with -a `strong basis in evidence for its conclusion
- that remedial action was necessary,'- id., at 500 (major-
- ity opinion) (quoting Wygant, supra, at 277 (plurality
- opinion)). The Court also thought it -obvious that [the]
- program is not narrowly tailored to remedy the effects
- of prior discrimination.- 488 U. S., at 508.
- With Croson, the Court finally agreed that the
- Fourteenth Amendment requires strict scrutiny of all
- race-based action by state and local governments. But
- Croson of course had no occasion to declare what
- standard of review the Fifth Amendment requires for
- such action taken by the Federal Government. Croson
- observed simply that the Court's -treatment of an
- exercise of congressional power in Fullilove cannot be
- dispositive here,- because Croson's facts did not impli-
- cate Congress' broad power under 5 of the Fourteenth
- Amendment. Croson, 488 U. S., at 491 (plurality
- opinion); see also id., at 522 (Scalia, J., concurring in
- judgment) (-[W]ithout revisiting what we held in
- Fullilove . . . , I do not believe our decision in that case
- controls the one before us here-). On the other hand,
- the Court subsequently indicated that Croson had at
- least some bearing on federal race-based action when it
- vacated a decision upholding such action and remanded
- for further consideration in light of Croson. H. K. Porter
- Co. v. Metropolitan Dade County, 489 U. S. 1062 (1989);
- see also Shurberg Broadcasting of Hartford, Inc. v. FCC,
- 876 F. 2d 902, 915, n. 16 (CADC 1989) (opinion of
- Silberman, J.) (noting the Court's action in H. K. Porter
- Co.), rev'd sub nom. Metro Broadcasting, Inc. v. FCC,
- 497 U. S. 547 (1990). Thus, some uncertainty persisted
- with respect to the standard of review for federal racial
- classifications. See, e. g., Mann v. City of Albany, Ga.,
- 883 F. 2d 999, 1006 (CA11 1989) (Croson -may be
- applicable to race-based classifications imposed by
- Congress-); Shurberg, supra, at 910 (noting the difficulty
- of extracting general principles from the Court's frac-
- tured opinions); id., at 959 (Wald, J., dissenting from
- denial of rehearing en banc) (-Croson certainly did not
- resolve the substantial questions posed by congressional
- programs which mandate the use of racial preferences-);
- Winter Park Communications, Inc. v. FCC, 873 F. 2d
- 347, 366 (CADC 1989) (Williams, J., concurring in part
- and dissenting in part) (-The unresolved ambiguity of
- Fullilove and Croson leaves it impossible to reach a firm
- opinion as to the evidence of discrimination needed to
- sustain a congressional mandate of racial preferences-),
- aff'd sub nom. Metro Broadcasting, supra.
- Despite lingering uncertainty in the details, however,
- the Court's cases through Croson had established three
- general propositions with respect to governmental racial
- classifications. First, skepticism: -`[a]ny preference
- based on racial or ethnic criteria must necessarily
- receive a most searching examination,'- Wygant, 476
- U. S., at 273 (plurality opinion of Powell, J.); Fullilove,
- 448 U. S., at 491 (opinion of Burger, C. J.); see also id.,
- at 523 (Stewart, J., dissenting) (-[A]ny official action
- that treats a person differently on account of his race or
- ethnic origin is inherently suspect-); McLaughlin, 379
- U. S., at 192 (-[R]acial classifications [are] `constitution-
- ally suspect'-); Hirabayashi, 320 U. S., at 100 (-Dis-
- tinctions between citizens solely because of their ances-
- try are by their very nature odious to a free people-).
- Second, consistency: -the standard of review under the
- Equal Protection Clause is not dependent on the race of
- those burdened or benefited by a particular classifica-
- tion,- Croson, 488 U. S., at 494 (plurality opinion); id.,
- at 520 (Scalia, J., concurring in judgment); see also
- Bakke, 438 U. S., at 289-290 (opinion of Powell, J.),
- i. e., all racial classifications reviewable under the Equal
- Protection Clause must be strictly scrutinized. And
- third, congruence: -[e]qual protection analysis in the
- Fifth Amendment area is the same as that under the
- Fourteenth Amendment,- Buckley v. Valeo, 424 U. S., at
- 93; see also Weinberger v. Wiesenfeld, 420 U. S., at 638,
- n. 2; Bolling v. Sharpe, 347 U. S., at 500. Taken
- together, these three propositions lead to the conclusion
- that any person, of whatever race, has the right to
- demand that any governmental actor subject to the
- Constitution justify any racial classification subjecting
- that person to unequal treatment under the strictest
- judicial scrutiny. Justice Powell's defense of this
- conclusion bears repeating here:
- -If it is the individual who is entitled to judicial
- protection against classifications based upon his
- racial or ethnic background because such distinctions
- impinge upon personal rights, rather than the
- individual only because of his membership in a
- particular group, then constitutional standards may
- be applied consistently. Political judgments regard-
- ing the necessity for the particular classification
- may be weighed in the constitutional balance, [Kore-
- matsu], but the standard of justification will remain
- constant. This is as it should be, since those
- political judgments are the product of rough compro-
- mise struck by contending groups within the demo-
- cratic process. When they touch upon an indi-
- vidual's race or ethnic background, he is entitled to
- a judicial determination that the burden he is asked
- to bear on that basis is precisely tailored to serve a
- compelling governmental interest. The Constitution
- guarantees that right to every person regardless of
- his background. Shelley v. Kraemer, 334 U. S. [1,
- 22 (1948)].- Bakke, 438 U. S., at 299 (opinion of
- Powell, J.) (footnote omitted).
- A year later, however, the Court took a surprising
- turn. Metro Broadcasting, Inc. v. FCC, 497 U. S. 547
- (1990), involved a Fifth Amendment challenge to two
- race-based policies of the Federal Communications
- Commission. In Metro Broadcasting, the Court repudi-
- ated the long-held notion that -it would be unthinkable
- that the same Constitution would impose a lesser duty
- on the Federal Government- than it does on a State to
- afford equal protection of the laws, Bolling, supra, at
- 500. It did so by holding that -benign- federal racial
- classifications need only satisfy intermediate scrutiny,
- even though Croson had recently concluded that such
- classifications enacted by a State must satisfy strict
- scrutiny. -[B]enign- federal racial classifications, the
- Court said, --even if those measures are not `remedial'
- in the sense of being designed to compensate victims of
- past governmental or societal discrimination-are
- constitutionally permissible to the extent that they serve
- important governmental objectives within the power of
- Congress and are substantially related to achievement of
- those objectives.- Metro Broadcasting, 497 U. S., at
- 564-565 (emphasis added). The Court did not explain
- how to tell whether a racial classification should be
- deemed -benign,- other than to express -confiden[ce] that
- an `examination of the legislative scheme and its history'
- will separate benign measures from other types of racial
- classifications.- Id., at 564, n. 12 (citation omitted).
- Applying this test, the Court first noted that the FCC
- policies at issue did not serve as a remedy for past
- discrimination. Id., at 566. Proceeding on the assump-
- tion that the policies were nonetheless -benign,- it
- concluded that they served the -important governmental
- objective- of -enhancing broadcast diversity,- id., at
- 566-567, and that they were -substantially related- to
- that objective, id., at 569. It therefore upheld the
- policies.
- By adopting intermediate scrutiny as the standard of
- review for congressionally mandated -benign- racial
- classifications, Metro Broadcasting departed from prior
- cases in two significant respects. First, it turned its
- back on Croson's explanation of why strict scrutiny of all
- governmental racial classifications is essential:
- -Absent searching judicial inquiry into the justifi-
- cation for such race-based measures, there is simply
- no way of determining what classifications are
- `benign' or `remedial' and what classifications are in
- fact motivated by illegitimate notions of racial
- inferiority or simple racial politics. Indeed, the
- purpose of strict scrutiny is to `smoke out' illegiti-
- mate uses of race by assuring that the legislative
- body is pursuing a goal important enough to war-
- rant use of a highly suspect tool. The test also
- ensures that the means chosen `fit' this compelling
- goal so closely that there is little or no possibility
- that the motive for the classification was illegitimate
- racial prejudice or stereotype.- Croson, supra, at
- 493 (plurality opinion of O'Connor, J.).
- We adhere to that view today, despite the surface appeal
- of holding -benign- racial classifications to a lower
- standard, because -it may not always be clear that a so-
- called preference is in fact benign,- Bakke, supra, at 298
- (opinion of Powell, J.). -[M]ore than good motives
- should be required when government seeks to allocate
- its resources by way of an explicit racial classification
- system.- Days, Fullilove, 96 Yale L. J. 453, 485 (1987).
- Second, Metro Broadcasting squarely rejected one of
- the three propositions established by the Court's earlier
- equal protection cases, namely, congruence between the
- standards applicable to federal and state racial classifi-
- cations, and in so doing also undermined the other
- two-skepticism of all racial classifications, and consis-
- tency of treatment irrespective of the race of the
- burdened or benefited group. See supra, at 21-22.
- Under Metro Broadcasting, certain racial classifications
- (-benign- ones enacted by the Federal Government)
- should be treated less skeptically than others; and the
- race of the benefited group is critical to the determi-
- nation of which standard of review to apply. Metro
- Broadcasting was thus a significant departure from
- much of what had come before it.
- The three propositions undermined by Metro Broad-
- casting all derive from the basic principle that the Fifth
- and Fourteenth Amendments to the Constitution protect
- persons, not groups. It follows from that principle that
- all governmental action based on race-a group classifi-
- cation long recognized as -in most circumstances irrele-
- vant and therefore prohibited,- Hirabayashi, supra, at
- 100-should be subjected to detailed judicial inquiry to
- ensure that the personal right to equal protection of the
- laws has not been infringed. These ideas have long
- been central to this Court's understanding of equal
- protection, and holding -benign- state and federal racial
- classifications to different standards does not square
- with them. -[A] free people whose institutions are
- founded upon the doctrine of equality,- ibid., should
- tolerate no retreat from the principle that government
- may treat people differently because of their race only
- for the most compelling reasons. Accordingly, we hold
- today that all racial classifications, imposed by whatever
- federal, state, or local governmental actor, must be
- analyzed by a reviewing court under strict scrutiny. In
- other words, such classifications are constitutional only
- if they are narrowly tailored measures that further
- compelling governmental interests. To the extent that
- Metro Broadcasting is inconsistent with that holding, it
- is overruled.
- In dissent, Justice Stevens criticizes us for -deliv-
- er[ing] a disconcerting lecture about the evils of govern-
- mental racial classifications,- post, at 1. With respect,
- we believe his criticisms reflect a serious misunderstand-
- ing of our opinion.
- Justice Stevens concurs in our view that courts
- should take a skeptical view of all governmental racial
- classifications. Post, at 1-2. He also allows that
- -[n]othing is inherently wrong with applying a single
- standard to fundamentally different situations, as long
- as that standard takes relevant differences into account.-
- Post, at 6. What he fails to recognize is that strict
- scrutiny does take -relevant differences- into
- account-indeed, that is its fundamental purpose. The
- point of carefully examining the interest asserted by the
- government in support of a racial classification, and the
- evidence offered to show that the classification is
- needed, is precisely to distinguish legitimate from
- illegitimate uses of race in governmental decisionmaking.
- See supra, at 24-25. And Justice Stevens concedes
- that -some cases may be difficult to classify,- post, at 5,
- and n. 4; all the more reason, in our view, to examine
- all racial classifications carefully. Strict scrutiny does
- not -trea[t] dissimilar race-based decisions as though
- they were equally objectionable,- post, at 5; to the
- contrary, it evaluates carefully all governmental race-
- based decisions in order to decide which are constitution-
- ally objectionable and which are not. By requiring strict
- scrutiny of racial classifications, we require courts to
- make sure that a governmental classification based on
- race, which -so seldom provide[s] a relevant basis for
- disparate treatment,- Fullilove, supra, at 534 (Stevens,
- J., dissenting), is legitimate, before permitting unequal
- treatment based on race to proceed.
- Justice Stevens chides us for our -supposed inability
- to differentiate between `invidious' and `benign' discrimi-
- nation,- because it is in his view sufficient that -people
- understand the difference between good intentions and
- bad.- Post, at 5. But, as we have just explained, the
- point of strict scrutiny is to -differentiate between-
- permissible and impermissible governmental use of race.
- And Justice Stevens himself has already explained in
- his dissent in Fullilove why -good intentions- alone are
- not enough to sustain a supposedly -benign- racial
- classification: -[E]ven though it is not the actual predi-
- cate for this legislation, a statute of this kind inevitably
- is perceived by many as resting on an assumption that
- those who are granted this special preference are less
- qualified in some respect that is identified purely by
- their race. Because that perception-especially when
- fostered by the Congress of the United States-can only
- exacerbate rather than reduce racial prejudice, it will
- delay the time when race will become a truly irrelevant,
- or at least insignificant, factor. Unless Congress clearly
- articulates the need and basis for a racial classification,
- and also tailors the classification to its justification, the
- Court should not uphold this kind of statute.- Fullilove,
- supra, at 545 (dissenting opinion) (emphasis added;
- footnote omitted); see also id., at 537 (-Racial classifica-
- tions are simply too pernicious to permit any but the
- most exact connection between justification and classifi-
- cation-); Croson, supra, at 516-517 (Stevens, J., concur-
- ring in part and concurring in judgment) (-Although [the
- legislation at issue] stigmatizes the disadvantaged class
- with the unproven charge of past racial discrimination,
- it actually imposes a greater stigma on its supposed
- beneficiaries-); supra, at 24-25; but cf. post, at 5-6
- (Stevens, J., dissenting). These passages make a
- persuasive case for requiring strict scrutiny of congres-
- sional racial classifications.
- Perhaps it is not the standard of strict scrutiny itself,
- but our use of the concepts of -consistency- and -congru-
- ence- in conjunction with it, that leads Justice Stevens
- to dissent. According to Justice Stevens, our view of
- consistency -equate[s] remedial preferences with invidi-
- ous discrimination,- post, at 6, and ignores the difference
- between -an engine of oppression- and an effort -to
- foster equality in society,- or, more colorfully, -between
- a `No Trespassing' sign and a welcome mat,- post, at 2,
- 4. It does nothing of the kind. The principle of consis-
- tency simply means that whenever the government
- treats any person unequally because of his or her race,
- that person has suffered an injury that falls squarely
- within the language and spirit of the Constitution's
- guarantee of equal protection. It says nothing about the
- ultimate validity of any particular law; that determina-
- tion is the job of the court applying strict scrutiny. The
- principle of consistency explains the circumstances in
- which the injury requiring strict scrutiny occurs. The
- application of strict scrutiny, in turn, determines
- whether a compelling governmental interest justifies the
- infliction of that injury.
- Consistency does recognize that any individual suffers
- an injury when he or she is disadvantaged by the
- government because of his or her race, whatever that
- race may be. This Court clearly stated that principle in
- Croson, see 488 U. S., at 493-494 (plurality opinion); id.,
- at 520-521 (Scalia, J., concurring in judgment); see also
- Shaw v. Reno, 509 U. S. ___, ___ (1993); Powers v. Ohio,
- 499 U. S. 400, 410 (1991). Justice Stevens does not
- explain how his views square with Croson, or with the
- long line of cases understanding equal protection as a
- personal right.
- Justice Stevens also claims that we have ignored any
- difference between federal and state legislatures. But
- requiring that Congress, like the States, enact racial
- classifications only when doing so is necessary to further
- a -compelling interest- does not contravene any principle
- of appropriate respect for a co-equal Branch of the
- Government. It is true that various Members of this
- Court have taken different views of the authority 5 of
- the Fourteenth Amendment confers upon Congress to
- deal with the problem of racial discrimination, and the
- extent to which courts should defer to Congress' exercise
- of that authority. See, e. g., Metro Broadcasting, supra,
- at 605-606 (O'Connor, J., dissenting); Croson, supra, at
- 486-493 (opinion of O'Connor, J., joined by Rehnquist,
- C. J., and White, J.); id., at 518-519 (Kennedy, J.,
- concurring in part and concurring in judgment); id., at
- 521-524 (Scalia, J., concurring in judgment); Fullilove,
- supra, at 472-473 (opinion of Burger, C. J.); id., at
- 500-502, and nn. 2-3, 515, and n. 14 (Powell, J.,
- concurring); id., at 526-527 (Stewart, J., dissenting).
- We need not, and do not, address these differences
- today. For now, it is enough to observe that Justice
- Stevens' suggestion that any Member of this Court has
- repudiated in this case his or her previously expressed
- views on the subject, post, at 9-13, 17, is incorrect.
-
- C
- -Although adherence to precedent is not rigidly
- required in constitutional cases, any departure from the
- doctrine of stare decisis demands special justification.-
- Arizona v. Rumsey, 467 U. S. 203, 212 (1984). In
- deciding whether this case presents such justification,
- we recall Justice Frankfurter's admonition that -stare
- decisis is a principle of policy and not a mechanical
- formula of adherence to the latest decision, however
- recent and questionable, when such adherence involves
- collision with a prior doctrine more embracing in its
- scope, intrinsically sounder, and verified by experience.-
- Helvering v. Hallock, 309 U. S. 106, 119 (1940).
- Remaining true to an -intrinsically sounder- doctrine
- established in prior cases better serves the values of
- stare decisis than would following a more recently
- decided case inconsistent with the decisions that came
- before it; the latter course would simply compound the
- recent error and would likely make the unjustified break
- from previously established doctrine complete. In such
- a situation, -special justification- exists to depart from
- the recently decided case.
- As we have explained, Metro Broadcasting undermined
- important principles of this Court's equal protection
- jurisprudence, established in a line of cases stretching
- back over fifty years, see supra, at 11-23. Those princi-
- ples together stood for an -embracing- and -intrinsically
- soun[d]- understanding of equal protection -verified by
- experience,- namely, that the Constitution imposes upon
- federal, state, and local governmental actors the same
- obligation to respect the personal right to equal protec-
- tion of the laws. This case therefore presents precisely
- the situation described by Justice Frankfurter in
- Helvering: we cannot adhere to our most recent decision
- without colliding with an accepted and established
- doctrine. We also note that Metro Broadcasting's
- application of different standards of review to federal
- and state racial classifications has been consistently
- criticized by commentators. See, e. g., Fried, Metro
- Broadcasting, Inc. v. FCC: Two Concepts of Equality,
- 104 Harv. L. Rev. 107, 113-117 (1990) (arguing that
- Metro Broadcasting's adoption of different standards of
- review for federal and state racial classifications placed
- the law in an -unstable condition,- and advocating strict
- scrutiny across the board); Devins, Metro Broadcasting,
- Inc. v. FCC: Requiem for a Heavyweight, 69 Texas L.
- Rev. 125, 145-146 (1990) (same); Linder, Review of
- Affirmative Action After Metro Broadcasting v. FCC: The
- Solution Almost Nobody Wanted, 59 UMKC L. Rev. 293,
- 297, 316-317 (1991) (criticizing -anomalous results as
- exemplified by the two different standards of review-);
- Katz, Public Affirmative Action and the Fourteenth
- Amendment: The Fragmentation of Theory After Rich-
- mond v. J.A. Croson Co. and Metro Broadcasting, Inc. v.
- Federal Communications Commission, 17 T. Marshall L.
- Rev. 317, 319, 354-355, 357 (1992) (arguing that -the
- current fragmentation of doctrine must be seen as a
- dangerous and seriously flawed approach to constitu-
- tional interpretation,- and advocating intermediate
- scrutiny across the board).
- Our past practice in similar situations supports our
- action today. In United States v. Dixon, 509 U. S. ___
- (1993), we overruled the recent case of Grady v. Corbin,
- 495 U. S. 508 (1990), because Grady -lack[ed] constitu-
- tional roots- and was -wholly inconsistent with earlier
- Supreme Court precedent.- Dixon, supra, at ___, ___
- (slip op., at 14-15, 22-23). In Solorio v. United States,
- 483 U. S. 435 (1987), we overruled O'Callahan v. Parker,
- 395 U. S. 258 (1969), which had caused -confusion- and
- had rejected -an unbroken line of decisions from 1866 to
- 1960.- Solorio, supra, at 439-441, 450-451. And in
- Continental T. V., Inc. v. GTE Sylvania Inc., 433 U. S.
- 36 (1977), we overruled United States v. Arnold,
- Schwinn & Co., 388 U. S. 365 (1967), which was -an
- abrupt and largely unexplained departure- from prece-
- dent, and of which -[t]he great weight of scholarly
- opinion ha[d] been critical.- Continental T. V., supra, at
- 47-48, 58. See also, e. g., Payne v. Tennessee, 501 U. S.
- 808, 830 (1991) (overruling Booth v. Maryland, 482 U. S.
- 496 (1987), and South Carolina v. Gathers, 490 U. S.
- 805 (1989)); Monell v. New York City Dept. of Social
- Services, 436 U. S. 658, 695-701 (1978) (partially
- overruling Monroe v. Pape, 365 U. S. 167 (1961), because
- Monroe was a -departure from prior practice- that had
- not engendered substantial reliance); Swift & Co. v.
- Wickham, 382 U. S. 111, 128-129 (1965) (overruling
- Kesler v. Department of Public Safety of Utah, 369 U. S.
- 153 (1962), to reaffirm -pre-Kesler precedent- and restore
- the law to the -view . . . which this Court has tradition-
- ally taken- in older cases).
- It is worth pointing out the difference between the
- applications of stare decisis in this case and in Planned
- Parenthood of Southeastern Pa. v. Casey, 505 U. S. ___
- (1992). Casey explained how considerations of stare
- decisis inform the decision whether to overrule a long-
- established precedent that has become integrated into
- the fabric of the law. Overruling precedent of that kind
- naturally may have consequences for -the ideal of the
- rule of law,- id., at ___ (slip op., at 12). In addition,
- such precedent is likely to have engendered substantial
- reliance, as was true in Casey itself, id., at ___ (slip op.,
- at 14) (-[F]or two decades of economic and social
- developments, people have organized intimate relation-
- ships and made choices that define their views of
- themselves and their places in society, in reliance on the
- availability of abortion in the event that contraception
- should fail-). But in this case, as we have explained, we
- do not face a precedent of that kind, because Metro
- Broadcasting itself departed from our prior cases-and
- did so quite recently. By refusing to follow Metro
- Broadcasting, then, we do not depart from the fabric of
- the law; we restore it. We also note that reliance on a
- case that has recently departed from precedent is likely
- to be minimal, particularly where, as here, the rule set
- forth in that case is unlikely to affect primary conduct
- in any event. Cf. Allied-Bruce Terminix Cos. v. Dobson,
- 513 U. S. ___, ___ (1995) (slip op., at 6) (declining to
- overrule Southland Corp. v. Keating, 465 U. S. 1 (1984),
- where -private parties have likely written contracts
- relying upon Southland as authority- in the ten years
- since Southland was decided).
- Justice Stevens takes us to task for what he per-
- ceives to be an erroneous application of the doctrine of
- stare decisis. But again, he misunderstands our posi-
- tion. We have acknowledged that, after Croson, -some
- uncertainty persisted with respect to the standard of
- review for federal racial classifications,- supra, at 21,
- and we therefore do not say that we -merely restor[e]
- the status quo ante- today, post, at 17. But as we have
- described supra, at 11-25, we think that well-settled
- legal principles pointed toward a conclusion different
- from that reached in Metro Broadcasting, and we
- therefore disagree with Justice Stevens that -the law
- at the time of that decision was entirely open to the
- result the Court reached,- post, at 17. We also disagree
- with Justice Stevens that Justice Stewart's dissenting
- opinion in Fullilove supports his -novelty- argument, see
- post, at 19, and n. 13. Justice Stewart said that
- -[u]nder our Constitution, any official action that treats
- a person differently on account of his race or ethnic
- origin is inherently suspect and presumptively invalid,-
- and that -`[e]qual protection analysis in the Fifth
- Amendment area is the same as that under the Four-
- teenth Amendment.'- Fullilove, supra, at 523, and n. 1.
- He took the view that -[t]he hostility of the Constitution
- to racial classifications by government has been mani-
- fested in many cases decided by this Court,- and that
- -our cases have made clear that the Constitution is
- wholly neutral in forbidding such racial discrimination,
- whatever the race may be of those who are its victims.-
- Id., at 524. Justice Stewart gave no indication that he
- thought he was addressing a -novel- proposition, post, at
- 19. Rather, he relied on the fact that the text of the
- Fourteenth Amendment extends its guarantee to -per-
- sons,- and on cases like Buckley, Loving, McLaughlin,
- Bolling, Hirabayashi, and Korematsu, see Fullilove,
- supra, at 524-526, as do we today. There is nothing
- new about the notion that Congress, like the States,
- may treat people differently because of their race only
- for compelling reasons.
- -The real problem,- Justice Frankfurter explained, -is
- whether a principle shall prevail over its later misappli-
- cations.- Helvering, 309 U. S., at 122. Metro Broad-
- casting's untenable distinction between state and federal
- racial classifications lacks support in our precedent, and
- undermines the fundamental principle of equal protec-
- tion as a personal right. In this case, as between that
- principle and -its later misapplications,- the principle
- must prevail.
-
- D
- Our action today makes explicit what Justice Powell
- thought implicit in the Fullilove lead opinion: federal
- racial classifications, like those of a State, must serve a
- compelling governmental interest, and must be narrowly
- tailored to further that interest. See Fullilove, 448
- U. S., at 496 (concurring opinion). (Recall that the lead
- opinion in Fullilove -d[id] not adopt . . . the formulas of
- analysis articulated in such cases as [Bakke].- Id., at
- 492 (opinion of Burger, C. J.).) Of course, it follows that
- to the extent (if any) that Fullilove held federal racial
- classifications to be subject to a less rigorous standard,
- it is no longer controlling. But we need not decide
- today whether the program upheld in Fullilove would
- survive strict scrutiny as our more recent cases have
- defined it.
- Some have questioned the importance of debating the
- proper standard of review of race-based legislation. See,
- e. g., post, at 6-7 (Stevens, J., dissenting); Croson, 488
- U. S., at 514-515, and n. 5 (Stevens, J., concurring in
- part and concurring in judgment); cf. Metro Broadcast-
- ing, 497 U. S., at 610 (O'Connor, J., dissenting) (-This
- dispute regarding the appropriate standard of review
- may strike some as a lawyers' quibble over words-). But
- we agree with Justice Stevens that, -[b]ecause racial
- characteristics so seldom provide a relevant basis for
- disparate treatment, and because classifications based on
- race are potentially so harmful to the entire body politic,
- it is especially important that the reasons for any such
- classification be clearly identified and unquestionably
- legitimate,- and that -[r]acial classifications are simply
- too pernicious to permit any but the most exact connec-
- tion between justification and classification.- Fullilove,
- supra, at 533-535, 537 (dissenting opinion) (footnotes
- omitted). We think that requiring strict scrutiny is the
- best way to ensure that courts will consistently give
- racial classifications that kind of detailed examination,
- both as to ends and as to means. Korematsu demon-
- strates vividly that even -the most rigid scrutiny- can
- sometimes fail to detect an illegitimate racial classifica-
- tion, compare Korematsu, 323 U. S., at 223 (-To cast
- this case into outlines of racial prejudice, without
- reference to the real military dangers which were
- presented, merely confuses the issue. Korematsu was
- not excluded from the Military Area because of hostility
- to him or his race-), with Pub. L. 100-383, 2(a), 102
- Stat. 903-904 (-[T]hese actions [of relocating and
- interning civilians of Japanese ancestry] were carried
- out without adequate security reasons . . . and were
- motivated largely by racial prejudice, wartime hysteria,
- and a failure of political leadership-). Any retreat from
- the most searching judicial inquiry can only increase the
- risk of another such error occurring in the future.
- Finally, we wish to dispel the notion that strict
- scrutiny is -strict in theory, but fatal in fact.- Fullilove,
- supra, at 519 (Marshall, J., concurring in judgment).
- The unhappy persistence of both the practice and the
- lingering effects of racial discrimination against minority
- groups in this country is an unfortunate reality, and
- government is not disqualified from acting in response
- to it. As recently as 1987, for example, every Justice of
- this Court agreed that the Alabama Department of
- Public Safety's -pervasive, systematic, and obstinate
- discriminatory conduct- justified a narrowly tailored
- race-based remedy. See United States v. Paradise, 480
- U. S., at 167 (plurality opinion of Brennan, J.); id., at
- 190 (Stevens, J., concurring in judgment); id., at 196
- (O'Connor, J., dissenting). When race-based action is
- necessary to further a compelling interest, such action is
- within constitutional constraints if it satisfies the
- -narrow tailoring- test this Court has set out in previous
- cases.
-
- IV
- Because our decision today alters the playing field in
- some important respects, we think it best to remand the
- case to the lower courts for further consideration in light
- of the principles we have announced. The Court of
- Appeals, following Metro Broadcasting and Fullilove,
- analyzed the case in terms of intermediate scrutiny. It
- upheld the challenged statutes and regulations because
- it found them to be -narrowly tailored to achieve [their]
- significant governmental purpose of providing subcon-
- tracting opportunities for small disadvantaged business
- enterprises.- 16 F. 3d, at 1547 (emphasis added). The
- Court of Appeals did not decide the question whether
- the interests served by the use of subcontractor compen-
- sation clauses are properly described as -compelling.- It
- also did not address the question of narrow tailoring in
- terms of our strict scrutiny cases, by asking, for exam-
- ple, whether there was -any consideration of the use of
- race-neutral means to increase minority business
- participation- in government contracting, Croson, supra,
- at 507, or whether the program was appropriately
- limited such that it -will not last longer than the
- discriminatory effects it is designed to eliminate,-
- Fullilove, supra, at 513 (Powell, J., concurring).
- Moreover, unresolved questions remain concerning the
- details of the complex regulatory regimes implicated by
- the use of subcontractor compensation clauses. For
- example, the SBA's 8(a) program requires an individual-
- ized inquiry into the economic disadvantage of every
- participant, see 13 CFR 124.106(a) (1994), whereas the
- DOT's regulations implementing STURAA 106(c) do not
- require certifying authorities to make such individualized
- inquiries, see 49 CFR 23.62 (1994); 49 CFR pt. 23,
- subpt. D, App. C (1994). And the regulations seem
- unclear as to whether 8(d) subcontractors must make
- individualized showings, or instead whether the race-
- based presumption applies both to social and economic
- disadvantage, compare 13 CFR 124.106(b) (apparently
- requiring 8(d) participants to make an individualized
- showing), with 48 CFR 19.703(a)(2) (1994) (apparently
- allowing 8(d) subcontractors to invoke the race-based
- presumption for social and economic disadvantage). See
- generally Part I, supra. We also note an apparent
- discrepancy between the definitions of which socially
- disadvantaged individuals qualify as economically disad-
- vantaged for the 8(a) and 8(d) programs; the former
- requires a showing that such individuals' ability to
- compete has been impaired -as compared to others in
- the same or similar line of business who are not socially
- disadvantaged,- 13 CFR 124.106(a)(1)(i) (1994) (empha-
- sis added), while the latter requires that showing only
- -as compared to others in the same or similar line of
- business,- 124.106(b)(1). The question whether any of
- the ways in which the Government uses subcontractor
- compensation clauses can survive strict scrutiny, and
- any relevance distinctions such as these may have to
- that question, should be addressed in the first instance
- by the lower courts.
- Accordingly, the judgment of the Court of Appeals is
- vacated, and the case is remanded for further proceed-
- ings consistent with this opinion.
-
- It is so ordered.
-